| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WANG ON ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-07-07 | - |
| RO | 提供資產管理 | 2025-07-07 | - | |
| WANG ON SECURITIES LIMITED | RO | 證券交易 | 2024-08-20 | - |
| Rep | 證券交易 | 2024-08-15 | 2024-08-20 | |
| South China Investment Management Limited | RO | 提供資產管理 | 2023-07-19 | 2024-03-08 |
| Rep | 提供資產管理 | 2023-04-24 | 2023-07-19 | |
| RO | 提供資產管理 | 2022-07-27 | 2023-04-24 | |
| SOUTH CHINA RESEARCH LIMITED | RO | 就證券提供意見 | 2022-07-27 | 2024-03-08 |
| SOUTH CHINA SECURITIES LIMITED | RO | 證券交易 | 2022-07-27 | 2024-03-08 |
| South China Investment Management Limited | Rep | 提供資產管理 | 2022-05-03 | 2022-07-27 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2022-05-03 | 2022-07-27 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2022-05-03 | 2022-07-27 |
| PROFIT ACCESS INVESTMENTS LIMITED | Rep | 就證券提供意見 | 2021-09-24 | 2022-04-06 |
| Rep | 提供資產管理 | 2021-09-24 | 2022-04-06 | |
| Rep | 證券交易 | 2021-09-24 | 2022-04-06 | |
| ZURICH ADVISORY (HK) LIMITED | Rep | 就證券提供意見 | 2006-11-30 | 2009-11-20 |
已採集記錄中暫無金管局登記。