| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2015-06-25 | 2022-05-25 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-06-25 | 2022-05-25 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-06-25 | 2022-05-25 |
| Rep | 證券交易 | 2015-06-25 | 2022-05-25 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2006-10-03 | 2009-06-17 |