| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-04-13 | 2010-03-29 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-04-13 | 2010-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2007-04-10 | 2010-03-29 |
| Rep | 就證券提供意見 | 2007-04-10 | 2010-03-29 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2007-04-10 | 2010-03-29 |
| Rep | 就證券提供意見 | 2007-04-10 | 2010-03-29 | |
| ROTHSCHILD & CO HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2006-08-17 | 2007-04-05 |
| Rep | 就證券提供意見 | 2006-08-17 | 2007-04-05 |