| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENDOWUS HK LIMITED | Rep | 就證券提供意見 | 2023-05-16 | - |
| Rep | 提供資產管理 | 2023-05-16 | - | |
| Rep | 證券交易 | 2023-05-16 | - | |
| Kadensa Capital Limited | Rep | 提供資產管理 | 2016-10-24 | 2018-03-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-04-22 | 2014-02-09 |
| Rep | 證券交易 | 2013-04-22 | 2014-02-09 | |
| Azentus Capital Management Limited | Rep | 提供資產管理 | 2011-03-01 | 2012-11-16 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2008-07-07 | 2011-01-13 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2006-09-01 | 2011-01-13 |