| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2011-09-28 | 2012-06-08 |
| Rep | 證券交易 | 2011-09-28 | 2012-06-08 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-06-18 | 2008-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-05-23 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-05-23 | 2008-10-21 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2006-08-18 | 2007-04-22 |