| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2008-04-29 | 2009-08-03 |
| Rep | 證券交易 | 2008-04-29 | 2009-08-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2006-08-21 | 2007-12-29 |
| Rep | 就證券提供意見 | 2006-08-21 | 2007-12-29 | |
| Rep | 證券交易 | 2006-08-21 | 2007-12-29 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2006-08-21 | 2007-12-29 |
| Rep | 就證券提供意見 | 2006-08-21 | 2007-12-29 | |
| Rep | 證券交易 | 2006-08-21 | 2007-12-29 |