| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited | Rep | 證券交易 | 2010-03-30 | 2010-07-19 |
| Rep | 就證券提供意見 | 2010-03-19 | 2010-07-19 | |
| Arta Asset Management Limited | Rep | 就證券提供意見 | 2009-04-06 | 2010-02-08 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2006-08-21 | 2009-01-24 |