| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | RO | 就證券提供意見 | 2016-06-06 | 2017-10-03 |
| Rep | 就證券提供意見 | 2016-04-06 | 2016-06-06 | |
| Rep | 證券交易 | 2016-04-06 | 2017-10-03 | |
| TC Investment Management (Asia) Limited | Rep | 就證券提供意見 | 2014-05-30 | 2015-10-30 |
| Rep | 證券交易 | 2014-05-30 | 2015-10-30 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就證券提供意見 | 2008-05-06 | 2011-06-06 |