| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-03-01 | 2025-02-28 |
| RO | 期貨合約交易 | 2017-10-06 | 2025-02-28 | |
| RO | 就證券提供意見 | 2016-12-13 | 2025-02-28 | |
| RO | 證券交易 | 2016-12-13 | 2025-02-28 | |
| Rep | 提供資產管理 | 2016-01-21 | 2017-04-26 | |
| Rep | 期貨合約交易 | 2016-01-21 | 2017-04-26 | |
| Rep | 期貨合約交易 | 2014-03-20 | 2014-09-20 | |
| Rep | 就證券提供意見 | 2013-09-09 | 2016-12-13 | |
| Rep | 證券交易 | 2013-09-09 | 2016-12-13 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2007-10-27 | 2010-09-30 |
| Rep | 就證券提供意見 | 2006-10-18 | 2010-06-18 |