| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 證券交易 | 2012-06-12 | 2013-08-18 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2012-03-12 | 2012-06-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-03-12 | 2012-06-01 |
| Rep | 就證券提供意見 | 2006-12-08 | 2010-03-17 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2006-09-11 | 2010-03-17 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2006-09-11 | 2010-03-17 |