| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 提供資產管理 | 2020-09-04 | - |
| Newedge Broker Hong Kong Limited | RO | 期貨合約交易 | 2011-11-15 | 2014-06-21 |
| SG Asset Finance (Hong Kong) Limited | RO | 期貨合約交易 | 2011-11-15 | 2014-06-21 |
| RO | 證券交易 | 2011-11-15 | 2014-06-21 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-26 | 2011-04-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-09-15 | 2011-04-18 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2006-09-15 | 2011-04-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-09-15 | 2010-08-26 |