| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-01-26 | 2022-06-03 |
| Rep | 提供資產管理 | 2016-01-26 | 2022-06-03 | |
| Rep | 證券交易 | 2016-01-26 | 2022-06-03 | |
| Emerald Hill Capital Partners Limited | Rep | 就證券提供意見 | 2011-11-01 | 2015-12-31 |
| Rep | 提供資產管理 | 2011-11-01 | 2015-12-31 | |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2006-11-09 | 2007-10-08 |