| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited | RO | 提供資產管理 | 2013-01-07 | 2015-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2008-03-20 | 2009-05-07 |
| Rep | 提供資產管理 | 2008-03-20 | 2009-05-07 | |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2006-09-25 | 2008-02-27 |
| Rep | 提供資產管理 | 2006-09-25 | 2008-02-27 | |
| Rep | 證券交易 | 2006-09-25 | 2008-02-27 |