| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2012-02-03 | 2012-07-29 |
| Rep | 就證券提供意見 | 2012-02-03 | 2012-07-29 | |
| Rep | 證券交易 | 2012-02-03 | 2012-07-29 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2008-10-17 | 2009-05-30 |
| Rep | 就證券提供意見 | 2008-10-17 | 2009-05-30 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2006-10-09 | 2008-09-29 |
| Rep | 就證券提供意見 | 2006-10-09 | 2008-09-29 |