| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2025-01-17 | - |
| RO | 就證券提供意見 | 2025-01-17 | - | |
| CLSA LIMITED | RO | 就證券提供意見 | 2025-01-17 | - |
| RO | 證券交易 | 2025-01-17 | - | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2023-04-28 | 2024-02-28 |
| Rep | 就證券提供意見 | 2023-04-28 | 2024-02-28 | |
| CLSA LIMITED | Rep | 證券交易 | 2023-04-28 | 2024-02-28 |
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2022-10-21 | 2023-04-28 |
| RO | 就證券提供意見 | 2022-10-21 | 2023-04-28 | |
| CLSA LIMITED | RO | 證券交易 | 2022-10-21 | 2023-04-28 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就證券提供意見 | 2007-08-01 | 2008-05-01 |
| RO | 就機構融資提供意見 | 2007-02-27 | 2008-05-01 | |
| RO | 證券交易 | 2007-02-27 | 2008-05-01 | |
| Rep | 就機構融資提供意見 | 2006-10-05 | 2007-02-27 | |
| Rep | 證券交易 | 2006-10-05 | 2007-02-27 |
金管局記錄暫時無法載入，請稍後重試。