| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-11-07 | 2014-04-22 |
| Rep | 提供資產管理 | 2011-11-07 | 2014-04-22 | |
| Rep | 證券交易 | 2011-11-07 | 2014-04-22 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 槓桿式外匯交易 | 2007-05-25 | 2010-11-01 |
| Rep | 就證券提供意見 | 2006-10-18 | 2010-11-01 | |
| Rep | 證券交易 | 2006-10-18 | 2010-11-01 |