| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-05-25 | 2009-09-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2008-05-13 | 2009-09-02 |
| Rep | 槓桿式外匯交易 | 2008-05-13 | 2009-09-02 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-12-27 | 2008-04-23 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2006-10-13 | 2008-04-23 |