| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-04-23 | 2009-02-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-04-23 | 2009-02-23 |
| SARASIN RABO INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2006-10-16 | 2007-09-19 |
| Rep | 證券交易 | 2006-10-16 | 2007-09-19 |