| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2020-03-24 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2011-06-22 | 2011-08-24 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-06-22 | 2011-08-24 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2006-10-16 | 2007-06-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2006-10-16 | 2007-06-06 |
已採集記錄中暫無金管局登記。