| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FRONTIER CAPITAL INVESTMENT LIMITED | RO | 就證券提供意見 | 2013-01-29 | 2013-02-06 |
| RO | 證券交易 | 2013-01-29 | 2013-02-06 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | 就證券提供意見 | 2012-08-22 | 2013-02-06 |
| RO | 證券交易 | 2012-08-22 | 2013-02-06 | |
| Rep | 就證券提供意見 | 2012-04-30 | 2012-08-22 | |
| Rep | 證券交易 | 2012-04-30 | 2012-08-22 | |
| Rep | 提供資產管理 | 2012-04-30 | 2013-02-06 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-02-02 | 2011-02-25 |
| Rep | 證券交易 | 2011-02-02 | 2011-02-25 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2008-08-11 | 2008-11-26 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-11-14 | 2008-11-26 |