| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BEA Union Investment Management Limited | RO | 就證券提供意見 | 2022-08-10 | - |
| RO | 提供資產管理 | 2022-08-10 | - | |
| RO | 證券交易 | 2022-08-10 | - | |
| Rep | 就證券提供意見 | 2022-05-18 | 2022-08-10 | |
| Rep | 提供資產管理 | 2022-05-18 | 2022-08-10 | |
| Rep | 證券交易 | 2022-05-18 | 2022-08-10 | |
| Conning Asia Pacific Limited | RO | 就證券提供意見 | 2020-06-01 | 2022-04-30 |
| RO | 提供資產管理 | 2020-06-01 | 2022-04-30 | |
| RO | 證券交易 | 2020-06-01 | 2022-04-30 | |
| Rep | 證券交易 | 2019-12-18 | 2020-06-01 | |
| Rep | 就證券提供意見 | 2019-11-01 | 2020-06-01 | |
| Rep | 提供資產管理 | 2019-11-01 | 2020-06-01 | |
| MOUNT LOGAN CAPITAL LIMITED | RO | 就證券提供意見 | 2016-08-01 | 2019-10-18 |
| RO | 提供資產管理 | 2016-08-01 | 2019-10-18 | |
| PineBridge Investments Asia Limited | RO | 就證券提供意見 | 2013-03-11 | 2015-12-31 |
| RO | 提供資產管理 | 2013-03-11 | 2015-12-31 | |
| RO | 證券交易 | 2013-03-11 | 2015-12-31 | |
| PineBridge Investments Hong Kong Limited | RO | 提供資產管理 | 2013-03-11 | 2015-12-31 |
| RO | 證券交易 | 2013-03-11 | 2015-12-31 | |
| PineBridge Investments Asia Limited | Rep | 就證券提供意見 | 2011-10-14 | 2013-03-11 |
| Rep | 提供資產管理 | 2011-10-14 | 2013-03-11 | |
| Rep | 證券交易 | 2011-10-14 | 2013-03-11 | |
| PineBridge Investments Hong Kong Limited | Rep | 提供資產管理 | 2011-10-14 | 2013-03-11 |
| Rep | 證券交易 | 2011-10-14 | 2013-03-11 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就證券提供意見 | 2008-06-02 | 2011-05-24 |
| Rep | 提供資產管理 | 2008-06-02 | 2011-05-24 | |
| FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | 就證券提供意見 | 2007-01-29 | 2008-08-15 |
| Rep | 提供資產管理 | 2007-01-29 | 2008-08-15 |
已採集記錄中暫無金管局登記。