| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ENLIGHTEN FUTURES LIMITED | Rep | 期貨合約交易 | 2009-12-10 | 2010-10-22 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 證券交易 | 2009-11-03 | 2010-10-22 |
| Arta Asset Management Limited | Rep | 就證券提供意見 | 2009-04-03 | 2010-10-22 |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2007-10-05 | 2009-01-24 |
| Rep | 就證券提供意見 | 2007-01-15 | 2009-01-24 |