Personnel Hong Kong SFC License Details (ID 120130)

Personnel Hong Kong SFC License Details (ID 120130)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Yuanta Asia Investment (Hong Kong) Limited	Rep	期貨合約交易	2011-01-31	2011-03-09
	Rep	證券交易	2011-01-31	2011-03-09
	Rep	槓桿式外匯交易	2011-01-31	2011-03-09
HSBC BROKING (CHINA) LIMITED	Rep	證券交易	2010-11-04	2011-01-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2010-11-04	2011-01-01
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-11-04	2011-01-01
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	證券交易	2010-11-04	2011-01-01
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2010-11-04	2011-01-01
CES Forex (HK) Limited	Rep	槓桿式外匯交易	2007-11-23	2010-10-22
CES Commodities (HK) Limited	Rep	期貨合約交易	2007-10-15	2010-10-22
Everbright Securities Investment Services (HK) Limited	Rep	證券交易	2007-10-15	2010-10-22
	Rep	證券交易	2007-02-06	2007-07-15
CES Commodities (HK) Limited	Rep	期貨合約交易	2006-11-16	2007-07-15