| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iBest Consultants Limited | Rep | 就證券提供意見 | 2009-06-12 | 2011-06-15 |
| Rep | 證券交易 | 2009-05-14 | 2011-06-15 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2009-04-16 | 2009-04-17 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-01-18 | 2009-03-12 |