| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2022-10-03 | - |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2021-03-24 | 2022-09-01 |
| Rep | 就證券提供意見 | 2021-03-24 | 2022-09-01 | |
| Rep | 提供資產管理 | 2021-03-24 | 2022-09-01 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2021-03-24 | 2022-09-01 |
| Rep | 提供資產管理 | 2021-03-24 | 2022-09-01 | |
| Rep | 證券交易 | 2021-03-24 | 2022-09-01 | |
| Righteous Capital Limited | Rep | 提供資產管理 | 2018-09-17 | 2019-07-31 |
| China Vered Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2017-09-11 | 2018-07-10 |