| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2025-01-06 | - |
| Rep | 證券交易 | 2025-01-06 | - | |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2023-04-06 | 2024-12-20 |
| Rep | 證券交易 | 2023-04-06 | 2024-12-20 | |
| Siegfried Asset Management Limited (HK) | Rep | 就證券提供意見 | 2019-09-12 | 2023-02-25 |
| Rep | 提供資產管理 | 2019-09-12 | 2023-02-25 | |
| Rep | 證券交易 | 2019-09-12 | 2023-02-25 | |
| Glory Sun Securities Limited | Rep | 就證券提供意見 | 2018-02-02 | 2019-05-31 |
| Rep | 提供資產管理 | 2018-02-02 | 2019-05-31 | |
| Rep | 證券交易 | 2018-02-02 | 2019-05-31 | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 提供資產管理 | 2017-05-02 | 2017-09-27 |
| Rep | 就證券提供意見 | 2015-06-18 | 2017-09-27 | |
| Rep | 證券交易 | 2015-06-18 | 2017-09-27 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-09-17 | 2013-08-15 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-09-17 | 2013-08-15 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-01-15 | 2009-08-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-01-15 | 2009-08-29 |
| Rep | 證券交易 | 2009-01-08 | 2009-08-29 | |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | 證券交易 | 2008-09-04 | 2008-11-28 |
| Rep | 就期貨合約提供意見 | 2008-04-23 | 2008-11-28 | |
| Rep | 就證券提供意見 | 2008-04-23 | 2008-11-28 | |
| Rep | 提供資產管理 | 2008-04-23 | 2008-11-28 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-01-15 | 2008-02-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-01-15 | 2008-02-22 |
已採集記錄中暫無金管局登記。