| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2016-08-26 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2016-08-26 | - |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-03-25 | 2016-08-26 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-08-27 | 2016-08-26 |
| CNI Securities Group Limited | Rep | 證券交易 | 2010-01-21 | 2010-08-13 |
| GBS INTERNATIONAL FINANCIAL LIMITED | Rep | 期貨合約交易 | 2009-06-19 | 2010-08-13 |
| WING FUNG FINTECH LIMITED | Rep | 槓桿式外匯交易 | 2009-02-26 | 2009-04-30 |
| WING FUNG FUTURES LIMITED | Rep | 期貨合約交易 | 2007-01-11 | 2009-04-30 |
| WING FUNG SECURITIES LIMITED | Rep | 證券交易 | 2007-01-11 | 2009-04-30 |
已採集記錄中暫無金管局登記。