| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2025-10-06 | 2025-10-10 |
| Rep | 證券交易 | 2025-05-23 | 2025-05-30 | |
| Rep | 證券交易 | 2024-10-04 | 2024-10-09 | |
| Rep | 證券交易 | 2024-05-24 | 2024-05-30 | |
| Rep | 證券交易 | 2023-12-04 | 2023-12-08 | |
| Rep | 證券交易 | 2023-06-09 | 2023-06-16 | |
| Rep | 證券交易 | 2022-11-21 | 2022-11-23 | |
| Rep | 證券交易 | 2019-11-21 | 2019-11-27 | |
| Rep | 證券交易 | 2019-07-04 | 2019-07-09 | |
| Rep | 證券交易 | 2019-04-11 | 2019-04-17 | |
| Rep | 證券交易 | 2018-10-11 | 2018-10-16 | |
| Rep | 證券交易 | 2018-08-23 | 2018-08-29 | |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2017-09-12 | 2018-03-22 |