| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YF Life Investors Limited | Rep | 就證券提供意見 | 2007-05-23 | 2009-02-12 |
| Rep | 證券交易 | 2007-05-23 | 2009-02-12 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-01-17 | 2007-01-23 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2007-01-17 | 2007-01-23 |