| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SPDB International Capital Limited | Rep | 就機構融資提供意見 | 2021-09-02 | - |
| Rep | 證券交易 | 2021-09-02 | - | |
| SPDB International Securities Limited | Rep | 證券交易 | 2021-09-02 | - |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-02-12 | 2021-08-08 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-02-12 | 2021-08-08 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2017-09-13 | 2019-01-24 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-09-13 | 2019-01-24 |
| Rep | 證券交易 | 2017-09-13 | 2019-01-24 |