| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-03-10 | 2009-10-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2009-03-10 | 2009-10-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2007-01-15 | 2008-12-13 |