| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2025-09-25 | - |
| Rep | 證券交易 | 2020-06-17 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-06-17 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-02-20 | 2020-05-27 |
| Rep | 期貨合約交易 | 2020-02-20 | 2020-05-27 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-02-20 | 2020-05-27 |
| Rep | 證券交易 | 2020-02-20 | 2020-05-27 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-12-01 | 2018-03-04 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2018-03-04 |
| Rep | 證券交易 | 2017-09-15 | 2017-10-02 |