| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EAST ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2024-01-12 | - |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2024-01-12 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2020-12-16 | 2023-12-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2020-12-16 | 2023-12-29 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2019-03-18 | 2020-11-27 |
| Rep | 證券交易 | 2019-03-18 | 2020-11-27 | |
| SHACOM FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2017-09-19 | 2019-03-11 |
| Rep | 期貨合約交易 | 2017-09-19 | 2019-03-11 | |
| Shacom Securities Limited | Rep | 就證券提供意見 | 2017-09-19 | 2019-03-11 |
| Rep | 證券交易 | 2017-09-19 | 2019-03-11 |