| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | Rep | 證券交易 | 2021-02-09 | 2022-10-21 |
| Rep | 就機構融資提供意見 | 2021-01-28 | 2022-10-21 | |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-10-24 | 2020-11-23 |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-09-20 | 2018-09-03 |
| Rep | 證券交易 | 2017-09-20 | 2018-09-03 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2017-09-20 | 2018-09-03 |