| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2019-04-18 | 2019-04-27 |
| Rep | 證券交易 | 2019-03-14 | 2019-04-27 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2015-09-24 | 2019-02-01 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-01-27 | 2007-03-23 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-01-27 | 2007-03-23 |