| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-08-16 | 2012-11-06 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-08-16 | 2012-11-06 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2009-07-06 | 2009-08-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2007-09-24 | 2009-08-27 |
| SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | 證券交易 | 2007-09-04 | 2009-08-27 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-02-12 | 2007-04-27 |