| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2021-07-07 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2021-07-07 | - |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-05-14 | 2021-06-20 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2019-05-14 | 2021-06-20 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-11-05 | 2019-04-24 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2017-12-18 | 2019-04-24 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2017-09-26 | 2017-12-03 |