| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2018-09-17 | 2019-02-28 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-03-01 | 2007-03-08 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-03-01 | 2007-03-08 |