| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-10-10 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-10-10 | - |
| Rep | 證券交易 | 2025-10-10 | - | |
| CMBC International Capital Limited | Rep | 證券交易 | 2020-10-09 | 2025-09-19 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-10-09 | 2025-09-19 |
| CMBC International Capital Limited | Rep | 就機構融資提供意見 | 2020-09-01 | 2025-09-19 |
| Grand Moore Capital Limited | Rep | 就機構融資提供意見 | 2020-08-10 | 2020-08-31 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-11-02 | 2020-06-10 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2018-11-02 | 2020-06-10 |
| Apastron Capital Limited | Rep | 就機構融資提供意見 | 2017-09-28 | 2018-10-20 |
| Rep | 證券交易 | 2017-09-28 | 2018-10-20 |
已採集記錄中暫無金管局登記。