| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2016-11-03 | 2020-12-14 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-04-18 | 2014-04-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-04-18 | 2014-04-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-03-29 | 2011-09-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2007-03-29 | 2011-09-01 |