| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-03-30 | 2012-08-02 |
| Rep | 證券交易 | 2012-03-30 | 2012-08-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2007-04-04 | 2010-06-03 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2007-04-04 | 2009-02-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-04-04 | 2010-06-03 |