| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2025-10-15 | 2026-07-03 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2022-10-03 | 2024-06-06 |
| Rep | 證券交易 | 2022-10-03 | 2024-06-06 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2017-10-10 | 2022-06-10 |