| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2026-07-07 | - |
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2024-05-23 | - |
| RO | 證券交易 | 2024-05-23 | - | |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 提供資產管理 | 2022-12-16 | 2024-01-14 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2022-08-04 | 2024-01-14 |
| RO | 證券交易 | 2022-08-04 | 2024-01-14 | |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2022-08-01 | 2022-12-16 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-04-22 | 2022-08-04 |
| Rep | 證券交易 | 2022-04-22 | 2022-08-04 | |
| Donghai International Securities (Hong Kong) Limited | Rep | 證券交易 | 2020-02-17 | 2022-01-31 |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 證券交易 | 2019-09-23 | 2019-12-24 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2018-03-07 | 2019-12-24 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-10-11 | 2019-09-23 |
| Rep | 就證券提供意見 | 2017-10-11 | 2019-12-24 |
已採集記錄中暫無金管局登記。