| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2026-03-02 | - |
| Rep | 證券交易 | 2026-03-02 | - | |
| De Riva Asia Limited | Rep | 期貨合約交易 | 2021-12-01 | 2026-01-31 |
| Rep | 證券交易 | 2021-12-01 | 2026-01-31 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2017-10-20 | 2021-11-26 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2017-10-20 | 2021-11-26 |
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