| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-09-26 | 2015-12-21 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2010-07-27 | 2011-07-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-27 | 2011-07-15 |
| IBTS ASIA (HK) LIMITED | Rep | 證券交易 | 2008-05-15 | 2009-09-16 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2007-04-16 | 2008-04-13 |