| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TONGYANG SECURITIES HONG KONG LIMITED | RO | 就證券提供意見 | 2013-03-04 | 2013-11-08 |
| RO | 證券交易 | 2013-03-04 | 2013-11-08 | |
| Rep | 就證券提供意見 | 2012-11-26 | 2013-03-04 | |
| Rep | 證券交易 | 2012-11-26 | 2013-03-04 | |
| Hana Asia Limited | RO | 就證券提供意見 | 2011-08-24 | 2012-08-24 |
| RO | 證券交易 | 2011-08-24 | 2012-08-24 | |
| Rep | 就證券提供意見 | 2011-03-21 | 2011-08-24 | |
| Rep | 證券交易 | 2011-03-21 | 2011-08-24 | |
| KB Securities Hong Kong Limited | Rep | 就證券提供意見 | 2008-05-21 | 2011-02-16 |
| Rep | 證券交易 | 2008-05-21 | 2011-02-16 | |
| Rep | 就證券提供意見 | 2007-06-04 | 2008-01-14 | |
| Rep | 證券交易 | 2007-06-04 | 2008-01-14 |