| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDG Securities (HK) Limited | RO | 就期貨合約提供意見 | 2020-01-17 | 2023-10-04 |
| RO | 期貨合約交易 | 2020-01-17 | 2023-10-04 | |
| RO | 就證券提供意見 | 2019-10-09 | 2023-10-04 | |
| SDG Futures (HK) Limited | RO | 期貨合約交易 | 2018-08-16 | 2019-10-29 |
| SDG Securities (HK) Limited | RO | 證券交易 | 2018-08-16 | 2023-10-04 |
| SDG Asset Management (HK) Limited | RO | 就證券提供意見 | 2016-10-12 | 2023-10-04 |
| RO | 提供資產管理 | 2016-10-12 | 2023-10-04 | |
| CMB International Capital Holdings Corporation Limited | Rep | 證券交易 | 2009-12-23 | 2010-05-08 |
| AIG Financial Products (International) Limited | Rep | 證券交易 | 2007-04-24 | 2008-12-26 |