| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2017-08-18 | 2023-02-27 |
| RO | 證券交易 | 2017-08-18 | 2023-02-27 | |
| Rep | 就證券提供意見 | 2017-04-19 | 2017-08-18 | |
| Rep | 證券交易 | 2017-04-19 | 2017-08-18 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 提供資產管理 | 2013-11-27 | 2015-10-13 |
| RO | 就證券提供意見 | 2013-11-27 | 2017-03-07 | |
| Rep | 證券交易 | 2013-03-05 | 2017-03-07 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2012-04-13 | 2013-01-31 |
| ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2011-01-25 | 2013-01-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就證券提供意見 | 2007-06-26 | 2010-11-12 |