| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-08-01 | 2010-09-06 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-08-01 | 2010-09-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2008-03-04 | 2008-05-07 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-02-14 | 2008-05-07 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-05-08 | 2007-12-01 |