| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ASIA INVESTMENT MANAGEMENT LIMITED | Rep | 就機構融資提供意見 | 2017-09-27 | 2021-09-30 |
| Rep | 就證券提供意見 | 2017-09-27 | 2021-09-30 | |
| Rep | 提供資產管理 | 2017-09-27 | 2021-09-30 | |
| CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2008-06-30 | 2010-08-31 |
| Rep | 提供資產管理 | 2008-06-30 | 2010-08-31 | |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-05-10 | 2008-01-07 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-05-10 | 2008-01-07 |